SOFE Exam SOFA-CFE Topic 9 Question 85 Discussion

Actual exam question for SOFE's SOFA-CFE exam

Question #: 85
Topic #: 9

What is that portion of the registration statement which provides principally, transaction oriented information, and which is distributed by securities underwriters to prospective purchasers of the securities being offered for sale?

ARegistrants

BProspectus

CBeneficiary plan

DAudited income

Show Suggested Answer

Suggested Answer: A

by Tenesha at Apr 21, 2024, 03:52 AM

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Rashida

17 hours ago

I agree with Nakita, the prospectus provides transaction oriented information to prospective purchasers.

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Nakita

2 days ago

I think the answer is B) Prospectus.

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Emilio

3 days ago

The prospectus is the answer, it's like a menu for the financial feast we're about to indulge in.

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