IIA Exam CPEA Topic 1 Question 49 Discussion

Actual exam question for IIA's CPEA exam

Question #: 49
Topic #: 1

A CMS under the policy is defined as an ''entity's documented systematic efforts, appropriate to the size and nature of its business, to prevent, detect and correct violations'' through the following CMS criteria:

ADocumentation of policies, standards, and procedures that identify how employees and agents are to meet regulatory requirements

BAssignment of responsibility to oversee conformance with these policies, standards, and procedures

CTraining to communicate the previous year policies

DEmployee incentives to perform in accordance with the compliance policies, standards, and procedures

Show Suggested Answer

Suggested Answer: B, D

by Mirta at May 03, 2022, 08:39 PM

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