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ICMA SOFQ Exam Questions
Status: RETIRED
Exam Name: Securities Operations Foundation Qualification (SOFQ)
Exam Code:
SOFQ
Related Certification(s): ICMA Securities Operations Foundation Qualification Certification
Certification Provider: ICMA
Number of SOFQ practice questions in our database:
50
(updated: 09-09-2022)
Expected SOFQ Exam Topics, as suggested by ICMA :
- Topic 1: Demonstrate how Operations manages the securities through its various activities/ Identify the similarities and differences between equities and bonds
- Topic 2: Basics of Repo and Securities Lending & Borrowing/ Regulatory Reporting Requirements
- Topic 3: Identify fundamentals of trade management, including repo and securities lending & borrowing transactions/ Trade Capture and Confirmation Identify and understand the roles of the major securities market participants/ Trading Paradigms: Flow and Proprietary Trading
- Topic 4: Central and Bilateral Clearing Systems/ Recognise the primary components of the securities trade life-cycle
- Topic 5: Trade Execution and Immediate Post-trade/ Demonstrate an understanding of how equities and bonds are brought to the marketplace
- Topic 6: Role of Client Onboarding/ An Introduction to International Securities/ Recognise and identify corporate actions
Disscuss ICMA SOFQ Topics, Questions or Ask Anything Related
Free ICMA SOFQ Exam Actual Questions
Note: Premium Questions for SOFQ were last updated On 09-09-2022 (see below)
Question #1
The number of days of accrued interest, and the cash value of accrued interest - on a trade of USD 45,000,000 World Bank 4.37% Bonds 1st December 2032, paying interest semi-annually on 1st December and Ist June, trade date 22~d October, value date 25tl October, is:
Correct Answer:
A
Question #2
Question #3
The price of a bond trade which excludes accrued interest is known as:
Correct Answer:
C
Question #4
Question #5
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