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Finra Exam Series-7 Topic 6 Question 36 Discussion

Actual exam question for Finra's Series-7 exam
Question #: 36
Topic #: 6
[All Series-7 Questions]

Initial margin deposit minimum requirements are set by the:

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Suggested Answer: C

FRB. The Federal Reserve Board sets the initial margin deposit requirements. The NYSE set the ongoing minimum equity requirements.


by Garry at May 05, 2022, 08:02 PM

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